Get the latest information on SEC & FASB Developments from Mayer Brown and CohnReznick in this free, Intelligize-sponsored CLE* webinar. Prepare for upcoming periodic filings and disclosure requirements in this session focused on final SEC rules, FASB proposals and more.
*CLE is approved or in the process of approval for CLE credit. The type of credit allowed will be determined by the state governing MCLE Board. Contact cle@lexisnexis.com regarding state accreditation status.
NOTE: If you are licensed in New York, this content is appropriate for both newly admitted and experienced New York attorneys. Although, this content is appropriate for all New York attorneys, newly admitted attorneys cannot earn CLE credit for the completion of the course when presented via webinar or webcast.
**Recordings of CLE webinars are not eligible for CLE credit.
Agenda
Final SEC Rule: Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure
NYSE and Nasdaq Clawback Listing Standards
Amendments to Rule 10b5-1: Insider Trading Arrangements and Related Disclosures
Non-GAAP Financial Measures, Key Performance Indicators and Enforcement Actions
FASB Proposal to Enhance Segment Disclosures for Public Companies, and more!
Anna Pinedo
Partner, Mayer Brown
Anna Pinedo is a partner in Mayer Brown’s New York office. She concentrates her practice on securities and derivatives. Anna represents issuers, investment banks/financial intermediaries and investors in financing transactions, including public offerings and private placements of equity and debt securities, as well as structured notes and other hybrid and structured products.
She works closely with financial institutions to create and structure innovative financing techniques, including new securities distribution methodologies and financial products. She has particular financing experience in certain industries, including technology, telecommunications, healthcare, financial institutions, REITs and consumer and specialty finance. Anna has worked closely with foreign private issuers in their securities offerings in the United States and in the Euro markets. She also works with financial institutions in connection with international offerings of equity and debt securities, equity- and credit-linked notes, and hybrid and structured products, as well as medium term note and other continuous offering programs.
Polia A. Nair
CPA, CFA, Partner
Polia Nair currently serves as the National Director of SEC Practice at CohnReznick. She has extensive experience advising clients on the application of complex Securities and Exchange Commission (SEC) and US GAAP financial reporting requirements. A member of CohnReznick’s National Assurance Practice, her experience encompasses a broad range of topics including IPO and other registration statements; pro-forma financial information; proxy statements and other transactional filings for mergers and acquisitions; reverse mergers with SPACs; recapitalizations; and restructuring activities.
In addition to her extensive SEC reporting experience, Polia provides technical accounting expertise related to business combinations; share-based compensation; revenue recognition; consolidations and variable interest entities. Her clients include major business stakeholders such as investors, private equity sponsors, securities counsel, and underwriters.
Ryan Castillo
Partner, Mayer Brown
Frederick Ryan Castillo is a partner in Mayer Brown’s New York office and a member of the Capital Markets practice. His work focuses on securities and corporate finance transactions. Ryan advises issuers, investment banks and sponsors in connection with public offerings and private placements of debt, equity and hybrid securities, including initial public offerings, follow-on offerings, investment grade and high-yield debt offerings, private investment in public equity, tender and exchange offers, consent solicitations, medium-term note programs and other capital markets transactions in the United States, Canada and the Euro markets.
He represents companies and financial intermediaries involved in a broad range of industries, including financial services, technology, telecommunications, retail, life sciences, real estate and energy. He also advises clients on corporate governance, securities law compliance and general corporate matters.