Special Offer: Get 50% off your first 2 months when you do one of the following
Personalized offer codes will be given in each session
Share This Webinar
About This Webinar
Fulfill 6 hours of IAR CE – while also earning 6 hours of CE for CFP, CIMA, CPWA, American College, CPA, and other advisor designations at this Kitces IAR CE Day. This event will be delivered virtually by some of the most engaging and relevant experts in our industry.
In 2022, a series of 7 states implemented the first-ever CE obligation for Investment Adviser Representatives (IARs), and since then additional states continue to be added each year. At its core, the new IAR CE obligation mandates that financial advisors earn 12 hours of continuing education credits each year – 6 hours on Products and Practice and 6 hours on their Ethics and Professional Responsibility. Any IAR who has more than the de minimis number of clients in any of the affected states is subject to the new rule.
When:
Thursday, August 28, 2025 · 11:00 a.m. · Eastern Time (US & Canada)
Duration: 7 hours
Language:
English
Who can attend? Everyone
Ticket Price: $247.00
Dial-in available?
(listen only): Yes
Dial-in Number:
This is a premium Webinar.
Please log in or register for this
Webinar to view the dial-in info.
Featured Presenters
Publisher, Editor-In-Chief - Kitces.com
Michael Kitces is the Head of Planning Strategy for Buckingham Wealth Partners, a private wealth management and advisor TAMP platform based in St Louis, MO, that oversees approximately $50 billion of client assets.
In addition, he is a co-founder of XY Planning Network, AdvicePay, New Planner Recruiting, fpPathfinder, and FA BeanCounters, the former Practitioner Editor of the Financial Advisor Success podcast, and the publisher of the popular financial planning industry blog Nerd’s Eye View through his website Kitces.com, dedicated to advancing knowledge in financial planning. In 2010, Michael was recognized with one of the FPA’s “Heart of Financial Planning” awards for his dedication and work in advancing the profession.
In addition, he is a co-founder of XY Planning Network, AdvicePay, New Planner Recruiting, fpPathfinder, and FA BeanCounters, the former Practitioner Editor of the Financial Advisor Success podcast, and the publisher of the popular financial planning industry blog Nerd’s Eye View through his website Kitces.com, dedicated to advancing knowledge in financial planning. In 2010, Michael was recognized with one of the FPA’s “Heart of Financial Planning” awards for his dedication and work in advancing the profession.
Associate Financial Planning Nerd
Adam is an Associate Financial Planning Nerd at Kitces.com. He previously worked at a financial planning firm in Bethesda, Maryland, and as a journalist covering the banking and insurance industries. Outside of work, he serves as a volunteer financial planner and class instructor for non-profits in the Northern Virginia area. He has an MA from Johns Hopkins University and a BA from the University of Virginia.
Founder of My RIA Lawyer
Leila Shaver, the founder of My RIA Lawyer, is a securities lawyer who has dedicated her 10+ year career to helping independent financial advisers and firms navigate the legal complexities of the financial services world. With a comprehensive range of services, including RIA and broker-dealer registration, ongoing broker-dealer and RIA compliance, contract drafting, mergers and acquisitions, private fund set-up and more, Leila and her team are committed to providing both legal and compliance services to their clients.
Leila started My RIA Lawyer after working as an associate attorney at a law firm that did not value her and her desire to practice law her way. With a passion for the securities industry and a commitment to making a difference, Leila has built a successful business by focusing on the needs of her clients and providing personalized services.
Despite facing challenges, Leila has persevered and has become a voice to lead the financial services industry into the next generation. With a belief in the negative impact of over regulation on financial services companies and their investors, Leila is passionate about her work and is determined to make a positive impact in the industry.
Leila started My RIA Lawyer after working as an associate attorney at a law firm that did not value her and her desire to practice law her way. With a passion for the securities industry and a commitment to making a difference, Leila has built a successful business by focusing on the needs of her clients and providing personalized services.
Despite facing challenges, Leila has persevered and has become a voice to lead the financial services industry into the next generation. With a belief in the negative impact of over regulation on financial services companies and their investors, Leila is passionate about her work and is determined to make a positive impact in the industry.
Head of Consulting Services, XY Planning Network
Terria Heng has spent her career in financial regulatory compliance. She started out as a compliance consultant at a boutique compliance firm assisting breakaway brokers in transitioning from wirehouses to the independent RIA space. Terria was also a financial examiner at the Texas State Securities Board for 6 years. At XY Planning Network, Terria is the Head of Consulting Services, where she supports CCOs with understanding their day-to-day compliance obligations.
